Team Bio's
Carol D. Sloan, IACCP sm- sloanc@faskc.com
Chief Compliance Officer
As the firm’s Chief Compliance Officer, Carol has the overall responsibility for administering, monitoring and testing compliance with FAS policies and procedures. Carol began her financial planning career by joining FAS in 1988. During her tenure she has been closely involved in client communications, implementation of client financial plans and financial accounting for the firm.
Carol graduated from the College of Financial Planning in 1996. She completed her education requirements for the Investment Adviser Certified Compliance Professional designation (IACCP sm) in 2006 and was certified in 2008. She stays current with compliance regulations, attends education conferences and numerous continuing education classes and is a member of the National Society of Compliance Professionals, Inc.
If you have questions or comments please click
here.
|
