CAROL D. SLOAN, IACCP®

Chief Compliance Officer

Educational Background

  • College for Financial Planning 1996
  • Investment Adviser Certified Compliance Professional Program 2006

 

Business Experience
Carol began her financial planning career by joining FAS in 1988. She was appointed Chief Compliance Officer (CCO) in 2004. As CCO, she has the overall responsibility for administering, monitoring and testing compliance with FAS policies and procedures.

 

Professional Designations
Investment Adviser Certified Compliance Professional designation, IACCP®